Learn more about the four firms shortlisted for The TRADE’s 2023 Editors’ Choice Award for Sell-side Market Structure Excellence: including Goldman Sachs, Optiver, RBC, and TD Cowen.
Learn more about the four firms shortlisted for The TRADE’s 2023 Editors’ Choice Award for Outstanding Dark Trading Venue: including Cboe BIDS Europe, Goldman Sachs’ Sigma X, Liquidnet and Virtu POSIT.
With fail rates high due to market volatility and penalties pouring in through CSDR, experts are recommending Europe addresses current inefficiencies, or risk complicating matters though a rushed move to T+1.
Incoming individual has previously held positions at: Goldman Sachs, Accenture, and Deutsche Bank.
The order from the Securities and Exchange Commission (SEC) asserted that over around ten years, Goldman made more than 22,000 deficient blue sheet submissions.
The investment bank is joining the FX business at Eurex as a trading and clearing member as well as being a liquidity provider for off-book transactions.
Order follows a previous penalty for failing to record the phone lines of a trading and sales desk for 20 calendar days between January and February 2014.
The move follows Barclays and Barclays Ireland becoming clearing brokers at CDSClear just last month.
Annabel Smith sits down with the Goldman Sachs equities execution services desk for EMEA to discuss the changing role of a sell-side counterparty, evolving client demands and market structure and regulatory change on the horizon.
The past week saw appointments from AccessFintech and Adroit Trading Technologies, alongside a departure from Federated Hermes.